
Securities & Capital Markets
CORPORATE & TRANSACTIONS
What is Securities & Capital Markets
Capital markets are built on trust, and trust is built on disclosure. A company going public or raising capital in a regulated environment cannot afford loose language or half-finished compliance.
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Investors do not simply buy shares; they buy the certainty that the issuer has told the truth in a legally acceptable way.
Joshi Legal supports public and private fundraising with that principle in mind. We work on IPO and rights issue support, DRHP and RHP drafting support, listing compliance, debenture issuance, private placements, ESOP policies, insider trading controls, and SEBI-facing advice.
We also assist with continuous disclosure obligations so compliance is not treated as an event, but as a habit. Many market disputes originate from a simple failure of discipline. The board did not record the right thing, the disclosure was incomplete, the insider trading policy existed but was never
operationalized.
We help clients build systems that stand up not only to regulators, but also to the practical demands of scale and scrutiny.
Key Services

IPO, rights issue and preferential issue support

DRHP/RHP drafting support

Listing compliance and SEBI advisory

Debenture issuance and private placement documents

ESOP policy drafting and PIT code compliance

Continuous disclosure and shareholding pattern management
Who we help
For listed and unlisted companies raising capital or managing market-facing compliance.
